Wealth Management & Family Offices
Private Capital Intelligence
Diliguard provides wealth management AML software for family offices and private banks. The proprietary intelligence engine verifies the source of funds for ultra-high-net-worth clients and executes deep traces on private equity investments to protect multi-generational capital from sophisticated fraud.
The Wealth Management Challenge
Family offices operate outside traditional retail banking structures, making them targets for complex investment fraud and synthetic identity schemes. When onboarding UHNW clients, wealth managers must trace the exact origin of the capital to avoid regulatory penalties and severe reputational damage.
Diliguard’s Application for Family Offices
1. Source of Funds Verification
When onboarding a new client, AML Compliance Software & PEP Screening traces the client’s wealth back to its origin. The system uses entity resolution to verify that offshore trusts and corporate vehicles are not entangled with sanctioned entities or politically exposed persons.
2. Deep Vetting of Private Investments
Before a family office commits capital to a private venture, Diliguard executes an Executive Person Trace on the venture’s founders. The engine extracts pending litigation, historical bankruptcies, and undisclosed conflicts of interest that do not appear in the official pitch deck.
3. Corporate Structure Unwinding
Corporate KYB & Global Registry Checks analyzes complex holding companies. The system extracts exact shareholder percentages from unstructured registry documents, mapping the ownership hierarchy to ensure the investment structure is legally sound for UK and EU-registered entities.
4. Securing Digital Asset Portfolios
As UHNW clients diversify into Web3, Crypto & Digital Asset Investigation vets the integrity of cryptocurrency wallets. The engine evaluates transaction history against known darknet markets to ensure digital investments are not linked to illicit activity.
Frequently Asked Questions
How does Diliguard verify the source of funds for an UHNW client?
Sanctions, PEP, and Interpol screening runs on the client and their associated trusts and corporate vehicles, while Executive Person Trace builds the client’s financial history from court records and bankruptcy filings. The combined report confirms the wealth is not tied to sanctioned entities or criminal activity.
What checks does Diliguard run on the founders of a private investment?
Executive Person Trace scans court records, bankruptcy filings, and adverse media for each founder, uncovering pending litigation and conflicts of interest that a pitch deck would omit. Sanctions and PEP screening runs on the individuals in parallel.
Can Diliguard unwind a complex offshore holding structure?
For UK and EU-registered companies, Corporate KYB & Global Registry Checks extracts shareholder percentages and builds the ownership hierarchy automatically. The Offshore Leaks search adds ICIJ records for shell structures connected to the entity.
How does the platform vet cryptocurrency wallets in a client portfolio?
Crypto & Digital Asset Investigation checks each wallet against sanctioned-entity databases, darknet market records, and illicit-activity traces, reporting balance and transaction counts alongside any alerts. The result attaches to the client’s compliance file.
A Day in the Life: The Chief Investment Officer
Scenario: A Family Office is presented with an exclusive private equity deal involving a newly formed offshore holding company.
- Initial Audit: The CIO runs the holding company through the Diliguard portal.
- Data Extraction: The KYB engine pierces the offshore veil, revealing a web of subsidiaries leading back to a UBO in a high-risk jurisdiction.
- Network Mapping: Diliguard surfaces localized news reports of past embezzlement charges against the UBO, hidden from standard global search engines.
- Resolution: The CIO rejects the investment, protecting the family’s capital from a highly sophisticated scam.